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Regulatory CMC Documentation

Regulatory CMC Documentation

What is Regulatory CMC Documentation?

Regulatory CMC Documentation refers to the collection of technical documents that describe the chemistry, manufacturing, and control aspects of pharmaceutical products. These documents provide detailed information on the characterization of active substances, formulation composition, raw materials, manufacturing processes, in-process controls, analytical methods, stability data, and quality management practices. Regulatory CMC documentation is essential for supporting regulatory submissions, demonstrating product quality, ensuring manufacturing consistency, and facilitating lifecycle management across the development, approval, and commercialization of drugs.

The Role of CMC in Drug Development

Chemical and Manufacturing Control (CMC) is a global term used by the FDA to describe drug production and testing data. CMC documents are documents prepared in accordance with the guidelines for Industry, Analytical methods and Verification procedures (Chemical, Manufacturing and Control documents) for analytical methods and validation procedures related to drug manufacture, These documents were published by the Centre for Drug Evaluation and Research and the Centre for Evaluation and Research of Biological products in August 2000 and have any finalized or follow-up guidelines. CMC is an integral part of drug development, regulatory submission, and continuous marketing and life cycle management of pharmaceutical products. As the drug development of the dosage form moves from concept to commercialization, the breadth and depth of the CMC documents required in the submission increase. All submitted regulatory documents require CMC data, such as:

IND. MAA. NDA. CTA. Variant. Annual report

Our Regulatory CMC Documentation Services Cover the Following

Our team provides end-to-end support across the entire product lifecycle, ensuring that all CMC documentation not only meets regulatory requirements but also reflects robust quality management practices. We assist in optimizing process development, validating analytical methods, and implementing in-process controls to ensure consistency and compliance. Additionally, our guidance on QbD and CQA reporting supports systematic risk management and process understanding, while a thorough review of cGMP/GMP files ensures all records, reports, and procedures align with industry best practices. These services are designed to facilitate regulatory submissions, demonstrate product quality, and enhance operational efficiency throughout manufacturing and development processes. To achieve this comprehensive support, our Regulatory CMC Documentation covers the following key areas:

Characterization of active substances.

Analytical methods and specifications for the inspection and release of raw materials.

Formulation composition.

Method development and validation for analytical and release testing.

Raw materials for the production of active substances and finished dosage forms.

In-process control.

Description of product and process development.

Containers and containment systems.

Production process description.

Advise on Quality by Design (QbD) programs and requirements for regulatory filing, including developing CQA reports.

Release and stability test data of active substances and dosage forms.

Review cGMP/GMP files, such as verification reports, analysis methods, batch records, stability procedures, etc.

Functional Technical Activities Supporting CMC Documentation

To ensure comprehensive and high-quality CMC documentation, our team leverages a wide range of analytical technologies and instrumentation. These capabilities enable precise characterization of active substances, identification of impurities, stability assessment, bioanalytical evaluation, formulation testing, and process monitoring. By integrating these analytical capabilities, we provide robust, reproducible data to support regulatory submissions and quality management throughout the product lifecycle.

Table.1 BOC Sciences' Functional CMC Technical Capabilities.

Technical AreaFunctional Description of the Technical Process
API & Custom Compound SynthesisConfirms the molecular structure, evaluates purity, and analyzes component properties of active substances and APIs, ensuring structural integrity, consistency, and reproducibility, and providing foundational data for CMC documentation.
Impurity & Degradation AnalysisSystematically detects and quantifies potential impurities, degradation products, and metabolites; assesses the impact of manufacturing and storage processes on product quality, ensuring safety and stability.
Stability TestingEvaluates changes in active substances, formulations, and intermediates under various environmental conditions, including release profiles, physicochemical properties, and particle stability, providing scientific evidence for shelf-life and storage conditions.
Biologics & Protein CharacterizationPerforms comprehensive characterization of biological products' structure, purity, and functional activity, including peptides, proteins, and antibodies, to ensure product integrity, quality control, and compliance with complex biopharmaceutical CMC documentation requirements.
Formulation Design & Performance TestingAssesses dosage form performance, including particle size, rheological properties, release characteristics, solubility, and content uniformity, ensuring compliance with design specifications and quality standards.
Process Development & ControlMonitors critical process parameters and manufacturing operations in real time, evaluates process stability and controllability, and provides data for process validation, risk management, and process optimization in CMC documentation.

Drug Categories Supported by BOC Sciences CMC Services

BOC Sciences' CMC documentation services cover a wide range of drug categories, supporting data preparation and technical documentation across different stages of development:

MTT Assay

Small Molecule Drugs

Includes conventional chemically synthesized drugs and their formulations, such as tablets, capsules, injectables, and oral liquids. Services encompass process development, impurity studies, formulation design, and stability assessment, ensuring comprehensive and well-organized data.

CCK-8 Assay

Biological Products

Covers monoclonal antibodies, peptides, vaccines, recombinant proteins, fusion proteins, as well as cell and gene therapy products. Focus is placed on systematic characterization of complex manufacturing processes and quality attributes, helping clients establish complete data sets.

Caspase-3 Activity Assay

Complex Formulations

Sustained-release tablets, extended-release capsules, and other modified-release dosage forms fall under complex formulations. Our team supports the optimization of these formulations to achieve consistent performance and reliable quality. Detailed technical documentation captures formulation design, critical process parameters, and analytical characterization.

LDH Assay

Novel Delivery Systems

Inhalation products, liposomes, nanomedicines, implants, and other advanced delivery systems represent the forefront of innovative drug administration. We assist in process scale-up, technology transfer considerations, and preparation of comprehensive documents that describe formulation attributes, manufacturing processes, and key analytical findings.

Western Blotting

Active Pharmaceutical Ingredients

The development of active pharmaceutical ingredients involves chemical or biological synthesis, process development, and scaling. Our services include impurity profiling, data organization, and preparation of documentation with clear process descriptions and traceable records.

ELISA

Key Intermediates

Critical intermediates used in drug synthesis require detailed tracking and documentation. We provide structured records of synthesis routes, process control points, and analytical data, offering a complete technical overview for each intermediate.

Flow Cytometry

Combination Products

Products that combine drug and device components present unique documentation needs. Our team delivers tailored technical records, capturing formulation, device elements, and process details to support efficient project management and development.

Protease Inhibition Assay

Cross-Disciplinary Drugs

Some products integrate multiple therapeutic modalities or cross scientific fields, such as companion diagnostics. We organize technical and analytical documentation in a structured manner to help clients streamline development and preparation for regulatory submissions.

Project Workflow of BOC Sciences CMC Services

Requirement Understanding

1Requirement Discussion and Plan Confirmation

At the project initiation stage, we engage in in-depth discussions with clients to fully understand sample types, development stage, analytical objectives, and any specific requirements. Based on this information, we provide a customized service plan that defines the scope of work, data organization methods, analysis modules, and delivery schedule, establishing a clear foundation for subsequent tasks.

Experimental Design

2Sample and Data Collection

Clients provide experimental data, process information, and related materials according to project needs. Our team systematically organizes, classifies, and conducts a preliminary review of all materials to ensure completeness and traceability, preparing for the CMC documentation process.

Model System Construction

3CMC Documentation Preparation

Following the confirmed project plan, the technical team prepares each module of the documentation, including characterization of active substances, formulation composition, process description, analytical methods, and stability data. Throughout the process, we maintain continuous communication with clients, verifying data and incorporating feedback to ensure accuracy, logical structure, and clarity.

Pharmacological Testing Execution

4Internal Review and Quality Control

Once the draft is complete, the technical team conducts multiple rounds of internal review to check data completeness, consistency, and readability. Through this rigorous quality control process, the final deliverables clearly present development processes and analytical information, making them easy for clients to reference at different stages.

Data Collection and Analysis

5Document Delivery and Technical Support

The final documentation is delivered in electronic format or the client's preferred format. We also provide technical interpretation and support during document use, allowing clients to efficiently reference the materials for ongoing development or submission preparation.

Why Choose BOC Sciences?

Our scientists have extensive experience in global pharmaceutical regulation, due diligence, research, development, technology transfer, commercialization, life cycle management and compliance. We have a strong documentation team dedicated to global and Chinese submissions to support the regulation of CMC documents. Moreover, CTD formats with version control or custom CTD formats can provide high quality to meet local requirements. Furthermore, comprehensive services for drug development and application are further ensured through the integration of IND-based toxicological, clinical, and regulatory services. BOC Sciences offers precise and thorough CMC documentation services, ensuring seamless data integration and clear technical communication. Our professionals deliver customized documents that support effective knowledge transfer and accelerate project timelines.

Work with Our Experts

Key Applications of CMC Documentation

Regulatory Support

Delivers necessary technical support for regulatory submissions and documentation.

Quality Assurance

Demonstrates manufacturing consistency, analytical reliability, and compliance with quality standards.

Process Optimization

Guides process development, in-process controls, and method validation for efficient production.

Lifecycle Management

Assists with product updates, variations, stability tracking, and continuous compliance management.

Frequently Asked Questions

Frequently Asked Questions

Still have questions?

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References

  1. Sahoo, Niharika, et al., Herbal drugs: standards and regulation., Fitoterapia 81.6 (2010): 462-471. https://doi.org/10.1016/j.fitote.2010.02.001
  2. Schwarz, Sally W., et al., Regulatory requirements for PET drug production., Journal of Nuclear Medicine 55.7 (2014): 1132-1137. https://doi.org/10.2967/jnumed.113.132472
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